18-00218 | 12/10/2018 | Claimant(s): Mariana Smith Claimant Lawyers(s): Walter J. Mathews Respondent(s): Rafael Golan, Crystal Bay Securities Inc. Respondent Lawyers(s): Cristopher S. Rapp Arbitrator(s): Barth Satuloff, Les R. Campbell, Thomas Fred Meyer Hearing Site: Boca Raton, FL
| | $192,599 |
09-04560 | 03/21/2011 | Claimant(s): Daniel Gorman Claimant Lawyers(s): John G. Rich Respondent(s): J.P. Morgan Securities, Bear, Stearns & Co.. Respondent Lawyers(s): Timothy E. Di Domenico Arbitrator(s): Monica I. Salis, Frederick P. Hartman, Les R. Campbell Hearing Site: Boca Raton, FL
| | $0 |
09-01817 | 11/11/2010 | Claimant(s): Karl Cross Claimant Lawyers(s): Christopher M. David Respondent(s): E*Trade Securities LLC, Robert Russini Respondent Lawyers(s): Jonathan B. Butler Arbitrator(s): Herbert Branitsky, Robert J. Buchner, Les R. Campbell Hearing Site: Ft. Lauderdale, FL
| | Expungement |
08-00597 | 12/15/2008 | Claimant(s): Nigel Roth Claimant Lawyers(s): Steven J. Gard Respondent(s): Donald Wojnowski, Empire Financial Group. Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): Stuart Harvey Ziegler, Les R. Campbell, Theodore Israel Herold Hearing Site: Boca Raton, FL
| | $0 |