07-02405 | 03/17/2008 | Claimant(s): Leonard W. Krouner Claimant Lawyers(s): Leonard W. Krouner Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Lester G. Stiel Hearing Site: San Diego, CA
| | $2,475 |
07-01105 | 02/19/2008 | Claimant(s): Karen Schwartz Claimant Lawyers(s): Steven D. Toskes Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Rodney Acker Arbitrator(s): Judith A. Gust, Evelyn R. Wiggins, Zachary Scott Rigdon Hearing Site: San Diego, CA
| | $0 |
07-02045 | 01/15/2008 | Claimant(s): Jane Moyle Claimant Lawyers(s): Jane Moyle Respondent(s): WAMU Investments. Respondent Lawyers(s): Susan L. Formaker Arbitrator(s): Ronald O. Bub Hearing Site: San Diego, CA
| | $0 |
07-00649 | 12/14/2007 | Claimant(s): Jarrett Owens Claimant Lawyers(s): Arthur S. Leider Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Greta Glavis, Franklin Geerdes, Mack Reed Christian Hearing Site: San Diego, CA
| | $5,601 |
07-01589 | 12/06/2007 | Claimant(s): Fiduciary Trust Co NH Cust FBO John P. Claimant Lawyers(s): John P. Lake Respondent(s): Jeff Whitaker, Waddell & Reed Respondent Lawyers(s): Jill W. Lens Arbitrator(s): Stephen R. Clark Hearing Site: San Diego, CA
| | $21,291 |
01-00028 | 11/29/2007 | Claimant(s): Guity Moghadam, Jonathan Peace, Susan Peace Claimant Lawyers(s): Jonathan E. Peace Respondent(s): Jim Lau, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bryan I. Reyhani Arbitrator(s): Linda Marie Edson, Ernest L. Burnside, Laurel L. Hyde Hearing Site: San Diego, CA
| | $0 |
07-00383 | 08/22/2007 | Claimant(s): Chizuko Shahzad and Syed Mobin Shahzad Claimant Lawyers(s): Timothy A. Canning Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Cassandra Knight Arbitrator(s): James H. Bowersox Hearing Site: San Diego, CA
| | $213 |
05-01456 | 08/17/2007 | Claimant(s): Victoria Landseadal Claimant Lawyers(s): David M. Gilmore Respondent(s): Victor Tokach, E.S. Hope Financial Respondent Lawyers(s): Victor Tokach Arbitrator(s): John C. Lees, Peter D. Brennan, Michael D. Briggs Hearing Site: San Diego, CA
| | $18,972 |