FINRA Awards for David W. Schmidt

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00212	07/27/2018	Claimant(s): Alan Schlesinger SEP Claimant Lawyers(s): Alan Schlesinger Respondent(s): R. Seelaus & Co.. Respondent Lawyers(s): David W. Schmidt Arbitrator(s): John B. Sochacki Hearing Site: Boca Raton, FL		$0
16-02324	04/04/2018	Claimant(s): Robert J. Litsky & Michael Litsky TTEES Claimant Lawyers(s): Michael C. Farkas Respondent(s): The GMS Group Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Joseph J. Arata, Paul Bennett Marrow, Barry Stephen Spector Hearing Site: New York, NY		Expungement
15-03075	02/21/2017	Claimant(s): Carole Stanley, Tony Stanley Claimant Lawyers(s): Russell Forkey Respondent(s): Carmine Capone, Jason Figueroa, Paul Mante, The GMS Group Respondent Lawyers(s): David W. Schmidt, Jason Lyn Figueroa Arbitrator(s): Lawrence M. Green, Kimberly A. Gilmour, Toby Bartosh Hearing Site: Boca Raton, FL		Expungement
15-03491	09/09/2016	Claimant(s): Athalie G. Silverberg Revocable Trust Claimant Lawyers(s): Todd L. Silverberg Respondent(s): The GMS Group Respondent Lawyers(s): David W. Schmidt Arbitrator(s): David P. Slater Hearing Site: Boca Raton, FL		$18,382
11-00260	10/16/2012	Claimant(s): Jill Goldman, The Goldman Family 2007 Irrev. Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Hugh Wallschleger, R. Seelaus & Co.. Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Michael Fischetti, Robert E. Anderson, Sherrill Ruth Austin Hearing Site: Newark, NJ		Stipulated Award and Expungement
10-04341	04/26/2011	Claimant(s): Kathleen O'Brien Claimant Lawyers(s): Kathleen S. O'Brien Respondent(s): Thomas Feely, Edward Jones Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Michael Fischetti Hearing Site: Newark, NJ		$38