FINRA Awards for David W. Schmidt

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01821	11/24/2015	Claimant(s): Morgan Stanley Claimant Lawyers(s): David W. Schmidt Respondent(s): Denise Yuu Respondent Lawyers(s): Anthony R. Minchella Arbitrator(s): John B. Dew, Mary Elizabeth Satran, Michael P. Breton Hearing Site: Hartford, CT
11-02388	11/08/2012	Claimant(s): Morgan Stanley Claimant Lawyers(s): David W. Schmidt Respondent(s): Christopher Babcock Respondent Lawyers(s): Christopher Babcock Arbitrator(s): E. William Pastor Hearing Site: Philadelphia, PA
09-06855	04/20/2012	Claimant(s): Christopher Noonan, Stephen Patton, Thomas Noonan Claimant Lawyers(s): Scott C. Helmholz, Steven W. Koslovsky Respondent(s): Morgan Stanley, William Lee Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Thomas J. Ray, Jesse David Hill, Donald W. Moriarty Hearing Site: St. Louis, MO
05-06280	10/08/2008	Claimant(s): Prudential Equity Group Claimant Lawyers(s): David W. Schmidt Respondent(s): Stanley Szymczyk Respondent Lawyers(s): Stephen A. Madoni Arbitrator(s): Salvatore A. Sciortino, James M. Goldberg, Karen J. Burneff Hearing Site: Los Angeles, CA