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FINRA Awards for Daniel A. Spector

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0304007/21/2023Claimant(s): Pope Trading LLC
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Paul J. Burkhart, Peter Shapiro, Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
Checkmark Icon$0
22-0050410/17/2022Claimant(s): Chris Miller
Claimant Lawyers(s): Chris Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Kenneth Dymond
Hearing Site: Syracuse, NY
Checkmark Icon$0
19-0278204/07/2022Claimant(s): Dong Fang, Jingxue Zhang, Qixu Wang, Xingxian Li
Claimant Lawyers(s): Robert Rosen
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Helen Marinak Blohm, Katherine Hendricks, Jonathan H. Krotinger
Hearing Site: Seattle, WA
Checkmark Icon$0
17-0116812/29/2020Claimant(s): Michael Bowe
Claimant Lawyers(s): Michael E. Bowe
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Barbara M. Anscher, Michael Lancaster Garcia, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
Checkmark Icon$16,000
18-0277201/02/2019Claimant(s): Max Teppich & Adriane Carvalho De Lima
Claimant Lawyers(s): Max Teppich
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
Checkmark Icon$0
15-0334505/14/2018Claimant(s): Titan Capital Group II LLC
Claimant Lawyers(s): Russell Abrams
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Kip C. Lubcke, John Daly, W. Jeffrey Weinlandt
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12504/12212
16-0039405/23/2017Claimant(s): Interactive Brokers
Claimant Lawyers(s): Daniel A. Spector
Respondent(s): Todd Rinaldi
Respondent Lawyers(s): Todd Rinaldi
Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Jeffrey Thomas
Hearing Site: Denver, CO
Checkmark Icon$0

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