| 17-02452 | 05/07/2019 | Claimant(s): Denise Goldner, as Co-TTEE of Goldner TR, Jay Goldner, as Co-TTEE of Goldner Trust
Claimant Lawyers(s): Mark S. Novak
Respondent(s): Brian Danelian, Jamal Thompson, TD Ameritrade.
Respondent Lawyers(s): Richard A. D'Amura, Simeon M. Schopf
Arbitrator(s): Kendall C. Reed, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-03334 | 02/13/2019 | Claimant(s): Vanguard Marketing Corporation
Claimant Lawyers(s): Julie E. Ravis
Respondent(s): Derek Zupancic
Respondent Lawyers(s): Derek Zupancic
Arbitrator(s): Thomas E. Shuck, Kendall C. Reed, Frank Centofanti
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01562 | 01/02/2018 | Claimant(s): Thomas Kokjohn
Claimant Lawyers(s): Michael T. West
Respondent(s): Frances Brody Trust dated Feb. 28, 1979, Jake J Farber & Janet Farber Revocable T, Nancy Alpert Trust dated January 17,1997, Raymond & Barbara Alpert Trust Oct6,1987
Respondent Lawyers(s): Jake Farber, Nancy Alpert, Raymond Alpert
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-01140 | 10/24/2017 | Claimant(s): Leticia Castro, GrupoMex Holdings
Claimant Lawyers(s): Chaz R. Brown, John Rogers
Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC
Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon
Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio
Hearing Site: Las Vegas, NV
| | $0 |
| 14-02126 | 02/24/2015 | Claimant(s): John Daciuk
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $300 |
| 13-02477 | 05/14/2014 | Claimant(s): Gregory Niemann Living Trust, Leila Niemann Living Trust, The Niemann Family Revocable Trust
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Salvatore A. Sciortino, Judith Porter, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-00279 | 10/23/2013 | Claimant(s): Alex Froloff
Claimant Lawyers(s): Alex Gregory Froloff
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $3,838 |
| 12-02485 | 10/14/2013 | Claimant(s): Lantaya West Weaver
Claimant Lawyers(s): David Akintimoye
Respondent(s): Jermaine Jamison, Ameriprise Financial Services.
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03186 | 04/09/2013 | Claimant(s): John & Anna Genna
Claimant Lawyers(s): John Genna
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04022 | 02/28/2012 | Claimant(s): Andrew Vogelbach, Karl Vogelbach, Karl Heinrich Vogelbach MD MPP & Trust U, Karl HeinrichVogelback MD MNY Prchse PL
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Jens Spitta, Quincy Cass Associatesorporated
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): David W. Dresnick, Kendall C. Reed, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | $0 |
