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FINRA Awards for William Zeena

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0022204/02/2018Claimant(s): The Estate of Renee Novack, Philip Novack Residuary Trust UAD 6/4/02, Renee Novack Rev. Trust UAD 6/4/02
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Lee Rosenberg, Steven Hoffman, Cadaret, Grant & Co..
Respondent Lawyers(s): William Zeena
Arbitrator(s): Diane M. Perry, Donald Theodore Ryce, Joseph Michael Librie
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0082704/09/2014Claimant(s): Alfred Greenway
Claimant Lawyers(s): Rena B. Greenway
Respondent(s): Barbara Henry, Melissa Dean, Metropolitan Life Insurance Company
Respondent Lawyers(s): Joseph J. Prochaska, William Zeena
Arbitrator(s): Robert G. Geeseman
Hearing Site: Orlando, FL
Checkmark Icon$213
11-0412605/31/2012Claimant(s): Howard Adkins
Claimant Lawyers(s): Howard M. Adkins
Respondent(s): David Wylie, Kenneth Nadeau, New England Securities
Respondent Lawyers(s): William Zeena
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
Checkmark Icon$163
08-0004012/31/2008Claimant(s): Cecilia Greenberg and Milton Greenberg
Claimant Lawyers(s): Seth Huberman
Respondent(s): Patrick Gaines
Respondent Lawyers(s): William Zeena
Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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