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FINRA Awards for William Zeena

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0333012/12/2008Claimant(s): Jefferson Pilot Securities Corp.
Claimant Lawyers(s): William Zeena
Respondent(s): Michael Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich
Hearing Site: Boca Raton, FL
07-0019003/13/2008Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): William Zeena
Respondent(s): Humbert Michini, Paul Gaydos
Respondent Lawyers(s): Humbert Michini, Paul Gaydos
Arbitrator(s): Robert S. Natiss, Daniel H. Yaffe, Kathy N. Novick
Hearing Site: Boca Raton, FL

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