Potomac Analytics' Logo

FINRA Awards for Memphis, TN

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 51-54 out of 54 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0037503/11/2009Claimant(s): Michael Muhlbauer
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Gerald Cohen, Jay R. Robinson, Wilburn E. Layman
Hearing Site: Memphis, TN
Checkmark Icon$125,000
08-0078402/19/2009Claimant(s): Clyde Davenport
Claimant Lawyers(s): Clyde Davenport
Respondent(s): Monica Woods
Respondent Lawyers(s): Andrew E. Bender
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
Checkmark Icon$0
07-0195305/28/2008Claimant(s): Lisa Hart
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Signator Investors.
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz
Hearing Site: Memphis, TN
Checkmark Icon$42,859
05-0238808/07/2007Claimant(s): E*Trade Securities LLC
Claimant Lawyers(s): John Bersin
Respondent(s): Robert Pebbles
Respondent Lawyers(s): Robert Pebbles
Arbitrator(s): Richard L. Oates, F. Guthrie Castle, Jay R. Robinson
Hearing Site: Memphis, TN
Checkmark Icon$0

54 Results

Display: