| 09-01796 | 12/01/2010 | Claimant(s): Allen Graber, Bertram Barnett, Robert Yarbrough, Robert L. Cockroft and Kathy C. Cockroft, Bittjal Partners
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard Szuch
Arbitrator(s): Thomas L. Maschmeyer, P. Drake Mann, Yvonia A. Foster
Hearing Site: Memphis, TN
|  | $2,428,030 |
| 09-02030 | 11/12/2010 | Claimant(s): Sam and Martha Massey
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Janet Stern Solomon, Domitilia M. dos Santos, Joseph D. Vu
Hearing Site: Memphis, TN
| | $0 |
| 09-06739 | 11/11/2010 | Claimant(s): Charles Boone
Claimant Lawyers(s): Charles Boone
Respondent(s): Harvey Cook, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Earle J. Schwarz
Hearing Site: Memphis, TN
| | $2,018 |
| 08-04827 | 09/20/2010 | Claimant(s): Laura Starnes, Michael Starnes, Michael Starnes Charitable Remainder TRT
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn J. Bushby
Arbitrator(s): William M. Lacy, Thomas Michael Genovese, Elliott Zachary Seff, Robert William Berliner, Dwight Wassong, Austin Martin O'Toole
Hearing Site: Memphis, TN
| | $0 |
| 09-05755 | 09/13/2010 | Claimant(s): Michael J. Sorensen and Angela Sorensen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Kenneth M. Jackson
Hearing Site: Memphis, TN
| | $0 |
| 09-01592 | 09/09/2010 | Claimant(s): Alf Co.. Retirement Trusts, Marietta Kneisly Trust, Craig Kneisly,
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Clinton J. Simpson
Arbitrator(s): Ronald L. Futterman, David H. White, Stephanie Jean Malevich
Hearing Site: Memphis, TN
| | $577,714 |
| 09-04271 | 09/07/2010 | Claimant(s): James Merryman
Claimant Lawyers(s): Lewis C Culpepper
Respondent(s): Christopher Hicks, First Tennessee Brokerage.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Richard L. Oates, Edward M. Kaplan, Lawrence W. Kern
Hearing Site: Memphis, TN
| | $0 |
| 09-00078 | 08/16/2010 | Claimant(s): Marvin E. Bruce, Trustee
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Elliott David Finkel, Victor B. Taube, Patricia H. Latham
Hearing Site: Memphis, TN
| | $100,000 |
| 09-01290 | 07/08/2010 | Claimant(s): Maury Bronstein, IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher Lazarini
Arbitrator(s): James A. Blalock, Mary E. Woytek, Dineo Coleman Gary
Hearing Site: Memphis, TN
| | $300 |
| 08-01567 | 02/11/2010 | Claimant(s): Gus Denton, Priscilla Denton, Shelby Partners
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George C. Freeman, III
Arbitrator(s): Guy K. Stewart, Eugene R. Katz, Donna L. Pavlick
Hearing Site: Memphis, TN
| | $50,000 |
