18-03668 | 04/28/2020 | Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company. Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless Hearing Site: Los Angeles, CA
| | $0 |
12-04167 | 06/19/2014 | Claimant(s): Bruce Wasserman, Bruce D. Wasserman OMD., Bruce D. Wasserman IRA Claimant Lawyers(s): Laurie J. Butler Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tom Barnett Arbitrator(s): Robert C. Albini, Terry Lynn Chambless, Carole Helfert Aragon Hearing Site: Los Angeles, CA
| | $0 |
10-04047 | 03/27/2013 | Claimant(s): Karen Lamoreaux, Karen Lamoreaux IRA, The Socal Air. Profit Sharing Plan, The Lamoreaux Trust Claimant Lawyers(s): David Liebrader Respondent(s): Eric Cannon, Gitty Rahbar, Kimberly Michel, MML Investors Services Respondent Lawyers(s): Eric Christopher Cannon, Louis H. Castoria, Sylvia M. Scott, William P. Thornton Arbitrator(s): Richard J. Stall, Eugene A. Taylor, Terry Lynn Chambless Hearing Site: Los Angeles, CA
| | $1,137,920 |
10-00508 | 12/30/2011 | Claimant(s): Christiane Rocco, Michael Rocco Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co., Seidler Holdings., The Seidler Companies Incorporated Respondent Lawyers(s): G. Thomas Fleming, Peter Brown Dolan Arbitrator(s): Daniel David Kopman, Norman Michael Garland, Terry Lynn Chambless Hearing Site: Los Angeles, CA
| | Expungement |