FINRA Awards for Douglas E. Miller

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-02897	03/31/2015	Claimant(s): Tracy Gilbert Claimant Lawyers(s): Tad McCraney Respondent(s): Stifel, Nicolaus & Co.., Lanis Noble Respondent Lawyers(s): Shepherd D. Tate Arbitrator(s): Susan F. Drogin, John J. Meyer, Douglas E. Miller Hearing Site: Jackson, MS		$1,542,340
12-02829	08/05/2013	Claimant(s): John Morrow Claimant Lawyers(s): John C. Morrow Respondent(s): Terry Jones, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Richard G. Isaac, Mark A. Myers, Douglas E. Miller Hearing Site: Jackson, MS		$0
11-00868	10/23/2012	Claimant(s): Willie Grace Claimant Lawyers(s): W. Scott Greco Respondent(s): Brookville Capital Partners Respondent Lawyers(s): Brett D. Zinner Arbitrator(s): Gloria J Liddell, Douglas E. Miller, William Bruce McKinley Hearing Site: Jackson, MS		$98,230
08-02041	06/24/2010	Claimant(s): Milton Seymour Claimant Lawyers(s): Mack A. Bethea Respondent(s): Wachovia Securities, Michael Odom Respondent Lawyers(s): George C. Freeman Arbitrator(s): Robert C. Upton, Donald Milo Helton, Douglas E. Miller Hearing Site: Jackson, MS		$375