13-03268 | 12/18/2015 | Claimant(s): Rona Okin Claimant Lawyers(s): Peter J. Mougey Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra Grannum Arbitrator(s): Robert Youdelman, Ernesto V. Luzzatto, Edwin H. Bennett Hearing Site: New York, NY
| | Expungement |
11-02418 | 04/16/2013 | Claimant(s): Alain Coello, Frank Braun, Leheng Lee, Yvonne Braun Claimant Lawyers(s): Benjamin Lapin Respondent(s): Anthony Giuliano III, John Thomas Financial Respondent Lawyers(s): Anthony Frank Giuliano III, Robert M. Bursky Arbitrator(s): Mitchell S. Friedman, Walter M. Schackman, Edwin H. Bennett Hearing Site: New York, NY
| | Expungement |
11-01943 | 11/20/2012 | Claimant(s): William Otto, William L. Otto Irrevocable Lifetime Tru Claimant Lawyers(s): Theodore M. Davis Respondent(s): Joseph Gill, Lore Gordon, MML Investors Services Respondent Lawyers(s): Barry R. Temkin, Mathew Tracy, William P. Thornton Arbitrator(s): Steven David Leader, Leslie Ruth Nydick, Edwin H. Bennett Hearing Site: New York, NY
| | Expungement |
10-04202 | 03/21/2012 | Claimant(s): Karen Papasergiou, Serge Papasergiou Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Alfred H. Kingon, Daniel A. Dolan, Edwin H. Bennett Hearing Site: New York, NY
| | Expungement |
10-02664 | 06/24/2011 | Claimant(s): Susan Ginsburg, David M. Ginsburg Test. Trust by S. Gins Claimant Lawyers(s): R. Diego Velazquez Respondent(s): Sanford C. Bernstein & Co., Laurence Bertan, Paul Cobuzzi, Alliancebernstein Investments. Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Mitchell S. Friedman, Michael S. Perinelli, Edwin H. Bennett Hearing Site: New York, NY
| | $0 |