| 12-04083 | 07/11/2017 | Claimant(s): Denise Hoffman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Gary Zwetchkenbaum, Gilford Securities Incorporated
Respondent Lawyers(s): David S. Richan, Eric J. Sussman
Arbitrator(s): Richard W. Vallario, Irwin Kahn, Anna Lascar
Hearing Site: New York, NY
|  | $206,783 |
| 13-02081 | 08/13/2014 | Claimant(s): Thomas Berry
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Irwin Kahn, Gayle S. Sanders, Jeanne M. Keefe
Hearing Site: New York, NY
| | Expungement |
| 11-02754 | 09/04/2013 | Claimant(s): Edward Horvath, Pamela Horvath
Claimant Lawyers(s): Adam J. Gana
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Irwin Kahn, Elizabeth Gilbert, Mitchell Jay Bayer
Hearing Site: New York, NY
| | Expungement |
| 11-01363 | 10/02/2012 | Claimant(s): Malco Real Estate.
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
| | Expungement |
| 07-03138 | 09/15/2008 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Lester Wackernah
Respondent Lawyers(s): Lester Wackernah
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
| | $0 |
| 06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim
Claimant Lawyers(s): Christine M. Bae
Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen
Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta
Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn
Hearing Site: New York, NY
| | $73,000 |
