20-03493 | 08/19/2021 | Claimant(s): Ryan Szamosszegi Claimant Lawyers(s): Ryan Szamosszegi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Edward Banian, Robert E. Jenks, H. Stuart Waxman Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
15-02734 | 07/01/2016 | Claimant(s): Brandon Price, Carol Price, Cody Price, Jonathan Washington, Leslie Price, Patrick Price, Tania Price-Tilley, William Washington, Ecstasy Queen Claimant Lawyers(s): Tania L. Price-Tilley Respondent(s): Angela Bearup, Bahram Shidoosh, Craig Connor, Daniel Fuller, James Shoultz, Jeffrey Paulson, John Gustafson, Karen Smith, Kelley Densham, Charles Schwab & Co.., Rachel Brown, Richard Schroeder, Sean Connolly, Stephen Petti, Stephen Jay Muth Respondent Lawyers(s): Angela Michelle Bearup, Dorothy Wolpert, Jeffrey Thomas Paulson, Mark T. Drooks Arbitrator(s): Richard J. Stall, Edward Banian, Dana L. Bigman Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
09-00017 | 05/27/2011 | Claimant(s): Gerard Balian Claimant Lawyers(s): Gerard Balian Respondent(s): TD Ameritrade. Respondent Lawyers(s): John L. Erikson Arbitrator(s): Edward A. Trabin, Edward Banian, Steven A. Wawra Hearing Site: Los Angeles, CA
| | $4,300 |
08-01993 | 12/14/2009 | Claimant(s): Fernand W. Vanier and Dorothy F. Vanier Claimant Lawyers(s): Fernand W. Vanier Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner Hearing Site: Los Angeles, CA
| | $0 |