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FINRA Awards for Jacob Aschkenasy

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0335011/02/2015Claimant(s): Patricia German, Paticia German IRA
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jacob Aschkenasy, Michael L. Moran, Patricia A. DeWitt
Hearing Site: New York, NY
Checkmark IconExpungement
10-0563504/16/2013Claimant(s): Dennis Lowery, James Vaughn, Robert Cancellieri
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Fred S. Pieroni, Jacob Aschkenasy, Douglas S. Abel
Hearing Site: New York, NY
Checkmark IconExpungement
08-0191009/17/2009Claimant(s): Robert Young
Claimant Lawyers(s): Robert C. Young
Respondent(s): Charles Teixeira, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Corin R. Swift
Arbitrator(s): Judith C. Zerden, Jacob Aschkenasy, Matthew Loguercio
Hearing Site: New York, NY
Checkmark Icon$0
06-0258009/11/2007Claimant(s): Sheldon P. Spitz, TTEE, SOL Spitz CO.
Claimant Lawyers(s): Seth Muraskin
Respondent(s): Jeffrey Harriton, Timecaptial Securities Corporation
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Richard W Berenger, Jacob Aschkenasy, Larry Kars
Hearing Site: New York, NY
Checkmark Icon$0

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