14-01276 | 01/05/2015 | Claimant(s): Jared Cohen Claimant Lawyers(s): David E. Robbins Respondent(s): David Witkowich, Nicholas Witkowich Respondent Lawyers(s): Joseph Milano Arbitrator(s): Jacob Aschkenasy, Alfonso G. Figliolia, Mark Charles Morril Hearing Site: New York, NY
| | Expungement |
13-00908 | 11/05/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Kenneth M. Murray Respondent(s): Michael Dinapoli Respondent Lawyers(s): Brian J. Neville Arbitrator(s): Jacob Aschkenasy Hearing Site: New York, NY
| | |
10-04927 | 02/13/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Daniel Kole Respondent Lawyers(s): Kimberly A. Capadona Arbitrator(s): James M. Baumann, Jacob Aschkenasy, Leo J. Karwejna Hearing Site: Newark, NJ
| | |
09-03237 | 08/24/2010 | Claimant(s): Hilary Shane Claimant Lawyers(s): Richard M. Asche Respondent(s): First New York Securities L.L.C. Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jacob Aschkenasy, James S. Hazard, Randolph Guggenheimer Hearing Site: New York, NY
| | |
06-04725 | 11/14/2007 | Claimant(s): Paul Ehrenstein, Paul Ehrenstein Associates. Claimant Lawyers(s): Paul Ehrenstein Respondent(s): Bruce Kelly, Nolan Securities Corp. Respondent Lawyers(s): Michael E. Silverman Arbitrator(s): Jacob Aschkenasy Hearing Site: New York, NY
| | |