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FINRA Awards for Taylor Capital Management Inc.

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0061707/01/2021Claimant(s): Richard Birney
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Steven Meyrich, Ronald G. Guida, Rick Gale Doty
Hearing Site: Denver, CO
Checkmark Icon$424,052
19-0035009/11/2020Claimant(s): Pam Matthews
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Richard H. Potter, John Russell Barlow, Ronald Bruce Natalie
Hearing Site: Charlotte, NC
Checkmark Icon$258,000
18-0105804/15/2020Claimant(s): David Mitton
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Peter Hardin
Arbitrator(s): Charles G. Michaels, Ronald G. Guida, Wendy P Rouder
Hearing Site: Denver, CO
Checkmark Icon$303,101
19-0178103/20/2020Claimant(s): Elio Chiappetta IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
Checkmark Icon$75,225
18-0061801/24/2020Claimant(s): Russell Chacon
Claimant Lawyers(s): David Liebrader
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
Checkmark Icon$0
19-0002611/29/2019Claimant(s): Sabine Miller
Claimant Lawyers(s): D. Daxton White
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Marcia Bonita Gevers
Hearing Site: Chicago, IL
Checkmark Icon$71,225
18-0396011/12/2019Claimant(s): Catherine Baker
Claimant Lawyers(s): D. Daxton White
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, John A. Baynes
Hearing Site: Charlotte, NC
Checkmark Icon$228,384
18-0379110/03/2019Claimant(s): Janet Heath, Jerry Heath, Joseph Taborek, Sandra Gizzi, James N. Heald
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): James Heafner, Taylor Capital Management Inc.
Respondent Lawyers(s): James Hal Heafner, Preston Spears
Arbitrator(s): Joe E. Manuel, David F. Simon, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
Checkmark Icon$1,033,360
19-0050006/27/2019Claimant(s): Mark Harrah, Mark. R. Harrah Roth IRA Account
Claimant Lawyers(s): Howard Prossnitz
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Peter J. Hardin
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
Checkmark Icon$20,600

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