| 17-02423 | 12/26/2018 | Claimant(s): Steve L. Sexton IRA, Steve and Marcia Sexton, Marcia G. Sexton, REV LIV
Claimant Lawyers(s): Matthew Skidmore
Respondent(s): Morgan Stanley, Michael Cooper
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Thomas B. Corey, Robert P. Porter, Richard James Igou
Hearing Site: Raleigh, NC
|  | $0 |
| 12-03925 | 03/25/2014 | Claimant(s): Steven Savary
Claimant Lawyers(s): Jeffrey R. Youngman
Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'Connor, Meehan Financial Group, Wells Fargo & Company
Respondent Lawyers(s): Compliance Officer, Judy Louie
Arbitrator(s): Robert P. Porter
Hearing Site: Charlotte, NC
| | Expungement |
| 10-04964 | 12/27/2011 | Claimant(s): Rita Lois Robinson Trust
Claimant Lawyers(s): Andrew D Gowdown
Respondent(s): Wells Fargo Advisors, John Hodson
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): J. Kirkland Grant, Susan J. Buckley, Robert P. Porter
Hearing Site: Columbia, SC
| | $0 |
| 10-01142 | 06/24/2011 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Adelino Cerveira
Respondent Lawyers(s): Adelino Cerveira
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | $0 |
| 10-02460 | 05/19/2011 | Claimant(s): Harry Leete
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): G. A. Repple & Company
Respondent Lawyers(s): William M. Rishoi
Arbitrator(s): Robert P. Porter, George Steven Moore, David Lawrence Rowe
Hearing Site: Raleigh, NC
| | $132,000 |
| 10-01250 | 11/04/2010 | Claimant(s): Samuel L. Tibbs
Claimant Lawyers(s): Samuel L. Tibbs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jeffrey D. Fox
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | $38 |
| 09-01425 | 03/23/2010 | Claimant(s): Earl Smith
Claimant Lawyers(s): John C. Randall
Respondent(s): Brian Fehr, Donna Givner, TD Ameritrade.
Respondent Lawyers(s): Amanda G. Ray
Arbitrator(s): Leonard E. Benade, Robert P. Porter, David P. McDuffee
Hearing Site: Raleigh, NC
| | $0 |
