| 13-01265 | 06/12/2015 | Claimant(s): Dale Christensen, Diane Anderson, James Davenport, Janice Davenport, Marilyn Christensen, Mark Anderson, Michael Anderson, Susan Anderson, John McCaleb IRA, Apollo Co 401K Plan, Randall Holleyman 2007 Living Trust, Snedegar Childrens Trust
Claimant Lawyers(s): Denielle Williams, Randall K. Calvert
Respondent(s): John Eugster, John Galinsky, Matrix Capital Group.
Respondent Lawyers(s): F. Chet Taylor, Rose M. Schindler
Arbitrator(s): Deana S. Peck, Janice L. Sperow, Donald Dreyfus
Hearing Site: Phoenix, AZ
|  | $1,537,600 |
| 11-02607 | 03/08/2012 | Claimant(s): Roth IRA fbo Judy L. O'Briien, SEP IRA fbo Thomas O'Brien
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jennifer L. Carpenter
Arbitrator(s): Harry J Saginaw
Hearing Site: Oklahoma City, OK
| | $5,575 |
| 11-00699 | 01/11/2012 | Claimant(s): Arlene Halley
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): Vicki J. Limas, Pamela M. Roach, Charles W. Adams
Hearing Site: Oklahoma City, OK
| | Stipulated Award and Expungement |
| 08-05005 | 03/17/2010 | Claimant(s): Fagan Miller
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jan Preece Gaddis, Robert Steven Haught, David A. Laughlin
Hearing Site: Oklahoma City, OK
| | $14,377 |
| 08-00956 | 04/13/2009 | Claimant(s): Elyse Masterson, Robert Masterson, Masterson Family, Blake Dillion Masterson, CUS, James Brody Masterson
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Azmi "Andy" Fakhoury, Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Donald M. Lehman, Preston A. Trimble, Jan Preece Gaddis
Hearing Site: Oklahoma City, OK
| | $89,338 |
