Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02607 | 03/08/2012 | Claimant(s): Roth IRA fbo Judy L. O'Briien, SEP IRA fbo Thomas O'Brien Claimant Lawyers(s): Randall K. Calvert Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jennifer L. Carpenter Arbitrator(s): Harry J Saginaw Hearing Site: Oklahoma City, OK |  | $5,575 |