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FINRA Awards for Roth IRA fbo Judy L. O'Briien

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0260703/08/2012Claimant(s): Roth IRA fbo Judy L. O'Briien, SEP IRA fbo Thomas O'Brien
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jennifer L. Carpenter
Arbitrator(s): Harry J Saginaw
Hearing Site: Oklahoma City, OK
Checkmark Icon$5,575

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