| 10-01192 | 04/27/2011 | Claimant(s): The Wright Family Living Trust
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): John Marshall, Rollance Verkennis, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Joseph C. Campo
Arbitrator(s): Alan Stamm, Thomas W. Gregory, Katharine Reed Coleman
Hearing Site: Los Angeles, CA
|  | $1,761,100 |
| 10-02691 | 02/15/2011 | Claimant(s): Ellen Feduniw, Estate of Edward J. Feduniw, The Feduniw Family Trust of 2005 UDT dtd
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Alan Stamm, Larry Haugaard, Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-02418 | 10/11/2010 | Claimant(s): Charles Patton
Claimant Lawyers(s): Robert E. Prussing
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Martin Olinick, Alan Stamm, Daniel Su
Hearing Site: Los Angeles, CA
| | $0 |
| 08-04291 | 05/26/2010 | Claimant(s): The Selan Family Trust dd 8/25/95
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Alan Stamm, Alan M. Rosen, Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $550,880 |
| 08-03742 | 12/18/2009 | Claimant(s): Arnold P. Jonas and Emma M. Jonas
Claimant Lawyers(s): Robert A. Peterson
Respondent(s): WAMU Investments., Robert Fogarty, AIG Annuity Insurance Company
Respondent Lawyers(s): Dan Marmalefsky, Stephanie L. Johnson
Arbitrator(s): Alan Stamm, Martin Mandel, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01771 | 08/27/2009 | Claimant(s): Cheryl Gans, Jody Gans, Louis Gans
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Wedbush Securities Inc., Wachovia Securities, Debbie Saleh, Joseph Rubenstein, UBS Financial Services Inc.
Respondent Lawyers(s): Debbie Saleh, John W. Stenson, Michael J. Abbott, Payne L. Templeton
Arbitrator(s): Alan Stamm, Robert J. Ruben, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Expungement |
| 00-05367 | 07/16/2008 | Claimant(s): Souad Widmeyer, Harry & Audrey Iverson
Claimant Lawyers(s): Souad Y. Widmeyer
Respondent(s): Cooke Christopher, Jeffrey Schwertfeger, Stoney Lee, Jeffco Financial Services
Respondent Lawyers(s): Clinton L. Hubbard, Cooke B. Christopher, Jeffrey A. Schwertfeger
Arbitrator(s): Alan Stamm, Richard C. Ramos, Charles Chazen
Hearing Site: Los Angeles, CA
| | $0 |
| 06-04950 | 03/20/2008 | Claimant(s): Eugh Shibasaki, Junko Shibasaki, Kyoko Kusaba, Raye Shibasaki, Shibasaki Family Trust dtd 4/12/91
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Hitomi Tsuyuki
Respondent Lawyers(s): Hitomi Tsuyuki
Arbitrator(s): Alan Stamm, Kenneth I. Rosenblum, Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | $371,440 |
| 97-04443 | 12/17/2007 | Claimant(s): Hovsep Melik-Hovsepian, Yoland Melik-Hovsepian
Claimant Lawyers(s): Hovsep Melik-Hovsepian
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Robert Moses
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | $0 |
