21-01425 | 03/16/2022 | Claimant(s): Gary Zimmerman Claimant Lawyers(s): Bryan T. Forman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX
| | $86,000 |
14-01701 | 05/21/2015 | Claimant(s): John Anderson Claimant Lawyers(s): Bryan T. Forman Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
| | $300 |
12-00016 | 04/01/2014 | Claimant(s): Jay Dickens, Command Decisions., New Territory Investments, Ltd Claimant Lawyers(s): Bryan T. Forman Respondent(s): Ricky Mullins, Guardian Direct Energy Programs., Guardian Oil & Gas ., M & W Financial Inc. Respondent Lawyers(s): Rick Mullins Arbitrator(s): R. Theodore Moock, Ann Blaess Kimball, Robert Jerry Strader Hearing Site: Dallas, TX
| | Stipulated Award |
12-00388 | 10/03/2013 | Claimant(s): Neeley Chancellor, Neeley Morris Chancellor Trust Claimant Lawyers(s): Bryan T. Forman Respondent(s): LPL Financial LLC, Jimmy Holcomb, Richard Stone, Edward Jones Respondent Lawyers(s): Charles A. Hammaker Arbitrator(s): C. Sumpter Logan, Paul L. Salzberger, Robert Jerry Strader Hearing Site: Dallas, TX
| | Expungement |
09-04480 | 11/22/2011 | Claimant(s): Jamie Blumenthal, Nancy Blumenthal Claimant Lawyers(s): Bryan T. Forman Respondent(s): Brian Wahlfeld, Don Torrillo, Gordon Hing, Emmett A Larkin Company. Respondent Lawyers(s): David J. Feingold, Joseph Keenan, Nicholas S. Cerni Arbitrator(s): Ann Blaess Kimball, Richard C. Corse, Jeanne Crandall Hearing Site: Dallas, TX
| | Expungement |
07-00471 | 04/17/2008 | Claimant(s): Tammy Mays and Cindy Mays Claimant Lawyers(s): Bryan T. Forman Respondent(s): Brent Lemons Respondent Lawyers(s): Brent Lemons Arbitrator(s): Phillip Lee Scheldt, Henry Hermann, Joseph G. Werner Hearing Site: Dallas, TX
| | $1,318,000 |