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FINRA Awards for Bryan T. Forman

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0142503/16/2022Claimant(s): Gary Zimmerman
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
Checkmark Icon$86,000
14-0170105/21/2015Claimant(s): John Anderson
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
Checkmark Icon$300
12-0001604/01/2014Claimant(s): Jay Dickens, Command Decisions., New Territory Investments, Ltd
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Ricky Mullins, Guardian Direct Energy Programs., Guardian Oil & Gas ., M & W Financial Inc.
Respondent Lawyers(s): Rick Mullins
Arbitrator(s): R. Theodore Moock, Ann Blaess Kimball, Robert Jerry Strader
Hearing Site: Dallas, TX
Checkmark IconStipulated Award
12-0038810/03/2013Claimant(s): Neeley Chancellor, Neeley Morris Chancellor Trust
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): LPL Financial LLC, Jimmy Holcomb, Richard Stone, Edward Jones
Respondent Lawyers(s): Charles A. Hammaker
Arbitrator(s): C. Sumpter Logan, Paul L. Salzberger, Robert Jerry Strader
Hearing Site: Dallas, TX
Checkmark IconExpungement
09-0448011/22/2011Claimant(s): Jamie Blumenthal, Nancy Blumenthal
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brian Wahlfeld, Don Torrillo, Gordon Hing, Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold, Joseph Keenan, Nicholas S. Cerni
Arbitrator(s): Ann Blaess Kimball, Richard C. Corse, Jeanne Crandall
Hearing Site: Dallas, TX
Checkmark IconExpungement
07-0047104/17/2008Claimant(s): Tammy Mays and Cindy Mays
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): Phillip Lee Scheldt, Henry Hermann, Joseph G. Werner
Hearing Site: Dallas, TX
Checkmark Icon$1,318,000

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