| 14-02197 | 09/11/2015 | Claimant(s): Ryan Williams, Sharon Johnson
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Fuad Ahmed, Jinesh Brahmbhatt, Success Trade Securities.
Respondent Lawyers(s): Fuad Ahmed, Jinesh P. Brahmbhatt
Arbitrator(s): Caryl S. Bernstein
Hearing Site: Washington, DC
|  | $400,300 |
| 13-01524 | 06/17/2015 | Claimant(s): Edmund Blickle
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Caryl S. Bernstein, Edward J. Gutman, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
| | Expungement |
| 13-00612 | 10/21/2014 | Claimant(s): Kerry Edwards
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins, Jeffrey K. Compton
Arbitrator(s): Caryl S. Bernstein, Peter H. Goldberg, Karla Jayne Letsche
Hearing Site: Washington, DC
| | $100,250 |
| 10-02438 | 04/22/2013 | Claimant(s): Benjamin Vinton, Benjamin Vinton III Irrevocable Trust, Yvonne J. Vinton Residential Trust, Yvonne J. Vinton Trust DTD 2/16/98
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Caryl S. Bernstein, Bernard Herman, Charles C. Fox
Hearing Site: Wilmington, DE
| | Expungement |
