| 15-03469 | 11/13/2017 | Claimant(s): Howard Brinkerhoff
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Timothy Leahy
Respondent Lawyers(s): Timothy Francis Leahy
Arbitrator(s): I. Douglas Dunipace, George W. Harding, Garnett Sailor
Hearing Site: Phoenix, AZ
|  | $50,000 |
| 17-00015 | 09/11/2017 | Claimant(s): Don Monteath
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | Dismissed by Rule 12206 |
| 16-02368 | 07/28/2017 | Claimant(s): Janet Russ, Janet E. Russ Trust
Claimant Lawyers(s): Bruce R Heurlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra V. Achkire
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-01790 | 06/28/2017 | Claimant(s): Rosemarie McBride
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors Financial Network, Janet Horowitz
Respondent Lawyers(s): Alan Baskin, Judy Louie
Arbitrator(s): Howard R. Gaines, Jan Marie Mackulak, Robert S. Baran
Hearing Site: Phoenix, AZ
| | Expungement |
| 15-01510 | 06/22/2017 | Claimant(s): Larry Haberkorn
Claimant Lawyers(s): Larry Haberkorn
Respondent(s): Wells Fargo Advisors, Matthew Salamon
Respondent Lawyers(s): Judy Louie
Arbitrator(s): George W. Harding, Paul J. Robinson, Marc Kalish
Hearing Site: Phoenix, AZ
| | $0 |
| 16-01789 | 06/21/2017 | Claimant(s): Edith Seely, Seely Family Trust dated 07-21-2001
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Wells Fargo Advisors, Joseph Ballantyne
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish, Loren Scott Buell, David S. Eisenberg
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-02532 | 06/07/2017 | Claimant(s): Jacqueline L. Bowers Roth IRA, PBS Living Trust
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Aaron Brodt, Janet Ross, Wayne Miiller, Accelerated Capital Group, Ashton Thomas Private Wealth
Respondent Lawyers(s): Brian A. Lebrecht, Mark D. Chester
Arbitrator(s): Deana S. Peck, Loren Scott Buell, Roger A. Geddes
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-03340 | 05/26/2017 | Claimant(s): Ira & Elaine Schneider Rev. Trust UAD 3/
Claimant Lawyers(s): Ira G. Schneider
Respondent(s): Pamela Lawson, Robert Lawson, Ryan Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Robert W. Lawson
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | $7,713 |
| 17-00439 | 03/07/2017 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): Kenley Lawton
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-01607 | 02/21/2017 | Claimant(s): Pam Stewart
Claimant Lawyers(s): David Liebrader
Respondent(s): Robert Kerrigan
Respondent Lawyers(s): Robert Joseph Kerrigan
Arbitrator(s): Richard Marc Weinroth
Hearing Site: Phoenix, AZ
| | $358,182 |
