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FINRA Awards for Joseph Ballantyne

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0178906/21/2017Claimant(s): Edith Seely, Seely Family Trust dated 07-21-2001
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Wells Fargo Advisors, Joseph Ballantyne
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish, Loren Scott Buell, David S. Eisenberg
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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