11-03987 | 08/14/2013 | Claimant(s): Cathleen Waugh, Christopher Waugh Claimant Lawyers(s): Philip M. Giordano Respondent(s): Gregory Friel, Russell Wasendorf Respondent Lawyers(s): Richard Freeth, Russell R. Wasendorf Arbitrator(s): Sandor I. Rabkin, Gene M. Bauer, Paul A. Auerbach Hearing Site: Boston, MA
| | $70,000 |
10-04513 | 03/06/2013 | Claimant(s): William Adams Claimant Lawyers(s): Philip M. Giordano Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky Arbitrator(s): Melanie S. Cherdack, Elena G. Rodriguez, Ronald Stephen Lieberman Hearing Site: Ft. Lauderdale, FL
| | Expungement |
08-01087 | 08/09/2011 | Claimant(s): Deborah Carroway, Gail Abdelnour, Michael Carroway & Robert James Carroway, James and Odette Abdelnour, Michael and Roslyn Abdelnour Claimant Lawyers(s): Philip M. Giordano Respondent(s): Joseph Crespi, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Brian Ellis Arbitrator(s): Peter Svorinic, James R. Collins, Roger Carl Markhus Hearing Site: Boston, MA
| | $0 |
05-00924 | 12/29/2009 | Claimant(s): Barry and Janet Lang Claimant Lawyers(s): Philip M. Giordano Respondent(s): Richard Laine, Kimball & Cross Investment Management Respondent Lawyers(s): John C. Clifford, Richard R. Laine Arbitrator(s): Howard M. Miller, Jeffrey L. Frankel, John J. Kenny Hearing Site: Boston, MA
| | $145,846 |
08-04177 | 12/15/2009 | Claimant(s): Henry Bendikian and Sheila Bendikian Claimant Lawyers(s): Philip M. Giordano Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Jason M. Fedo Arbitrator(s): June Y. Kilmarx, John Joseph Cotter, Michael Jay Rich Hearing Site: Boston, MA
| | $0 |
04-03792 | 11/20/2007 | Claimant(s): Vincent Zagami Claimant Lawyers(s): Gerald A. Phelps Respondent(s): Fredrick Sundin, William Dacey, Merit Capital Associates. Respondent Lawyers(s): Kevin J. O'Connor, Philip M. Giordano, Robert Fitzpatrick Arbitrator(s): Chesley Oriel, Leon E. Byng, Pran N. Tiku Hearing Site: Boston, MA
| | $501 |