13-02946 | 08/13/2015 | Claimant(s): Laura Rappaport, Richard Rappaport Claimant Lawyers(s): Adam B. Wolf, Daniel J. Carr Respondent(s): John Pisapia, Chelsea Financial Services Respondent Lawyers(s): Theodore C. Peters Arbitrator(s): Ralph H. Erickson, Audrey H. Ruben, Jeffrey Wittenberg Hearing Site: Los Angeles, CA
| | Expungement |
10-04559 | 04/23/2012 | Claimant(s): Leonard Narel, Linda Narel Claimant Lawyers(s): Leonard Edward Narel Respondent(s): Wayne Hummer Investments L.L.C. Respondent Lawyers(s): Michael Waters Arbitrator(s): Ralph H. Erickson Hearing Site: Los Angeles, CA
| | $0 |
09-03250 | 05/07/2010 | Claimant(s): Walter Cole and Antoinette Cole JTTEN Claimant Lawyers(s): John S. Gaughan Respondent(s): Wells Fargo Investments, Michael Mcgraw Respondent Lawyers(s): Vanessa Hoffman Arbitrator(s): Ralph H. Erickson Hearing Site: Los Angeles, CA
| | $5,000 |
08-01873 | 03/09/2010 | Claimant(s): David L. Schriger, co-trustee of the Res Claimant Lawyers(s): Steve Buchwalter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Ralph H. Erickson, Edward I. Miller, James P. Murphy Hearing Site: Los Angeles, CA
| | $0 |