| 08-03006 | 12/29/2010 | Claimant(s): Bradford Guthrie, Mary Guthrie
Claimant Lawyers(s): Bradford G. Guthrie, Mary M. Guthrie
Respondent(s): Harold Hays, John Hand, Merrill Lynch Pierce Fenner & Smith Inc., Rick Lessley, Robert Jurkiewicz
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): George A. Sawyer, Prince C. Chambliss, David Freeman
Hearing Site: Birmingham, AL
|  | $0 |
| 08-03677 | 06/09/2010 | Claimant(s): Paramount Vending., Albert Miniaci Revocable Trust, Beatriz Miniaci Revocable Trust, Dominick Miniaci Revocable Trust, Rose Miniaci Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Burt R. Rose, Michael S. Davidoff, Stanley M. Goldberg
Hearing Site: Ft. Lauderdale, FL
| | $990,110 |
| 08-04967 | 04/30/2010 | Claimant(s): Henri Blain
Claimant Lawyers(s): Nicki Samson
Respondent(s): Michael Borgioli, Fidelity Brokerage Services LLC, FMSBONDS.
Respondent Lawyers(s): Julie W. Portera, Sydney A. Marks
Arbitrator(s): Stan West, John C. Newsom, James W. Geiger
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 08-03676 | 02/22/2010 | Claimant(s): Mei-Fang Chan
Claimant Lawyers(s): Mei-Fang Chan
Respondent(s): Hugh Parish, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Thomas A. Snyder, Steven P. Gregory, John G. Manley
Hearing Site: Birmingham, AL
| | $8,475 |
| 08-04300 | 06/19/2009 | Claimant(s): Curtis Stewart
Claimant Lawyers(s): John N.C. Ledbertter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Maurice M. Feller
Hearing Site: Orlando, FL
| | $0 |
| 08-04503 | 05/13/2009 | Claimant(s): Sylvia Ferber TTEE U/A 11/13/97 by Sylvi
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): William R. Alheim
Hearing Site: Boca Raton, FL
| | $24,415 |
