21-00876 | 06/09/2022 | Claimant(s): Renee Danho, MRM Realty, Denis E. Vachon Trust, Georgette A. Vachon Trust Claimant Lawyers(s): Stacey P. Nakasian Respondent(s): Charles White, II, Wilson Saville, Barrett & Company Respondent Lawyers(s): Peter F. Flynn Arbitrator(s): Diane Ciccone, Vincent Vina, Gabrielle Labonte Hearing Site: Providence, RI
| | $341,300 |
20-03554 | 08/03/2021 | Claimant(s): Joan Rudnick, Oak Trail Associates LLC, Oak Trail, II Claimant Lawyers(s): Ernest Edward Badway Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Linda J. Baer, Marvin L. Schuldiner, Lucille Theresa Alfano Hearing Site: Jersey City, NJ
| | $642,610 |
16-03753 | 07/22/2019 | Claimant(s): Eliot Barnett, Emily Bernstein, Jason Werner, Jeffrey Werner, Jessica Barnett, Laurie Werner, Louis Barnett, Matthew Bernstein, Nathan Barnett, Rhoda Bernstein, Eliot B. Barnett IRA, Jason B. Werner, IRA, Jeffrey M. Werner, Lon T. Werner, Matthew B. Bernstein, B3G Partnership, Barnett Grandchildren Partnership, II, BGC Initial Trust, Barnett Exempt Marital Trust, Barnett Family Foundation, et al Claimant Lawyers(s): Richard A. Lewins Respondent(s): Christopher Anthony Respondent Lawyers(s): Christopher Paul Anthony Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Richard Thomas Huston Hearing Site: Dallas, TX
| | $50,000 |
09-04008 | 08/27/2010 | Claimant(s): Janice Thayer, Willis Thayer, II Claimant Lawyers(s): Alan C. Friedberg Respondent(s): TD Ameritrade., Keegan Davis, Lowell Pratt, Sheffield Richey, Burney Partners, The Burney Company Respondent Lawyers(s): Douglas M. Palais, James J. Vihstadt, Keegan H. Davis Arbitrator(s): James B. Eichberg, Bruce Brown, Kenneth Harry Combs Hearing Site: Denver, CO
| | $62,125 |
08-01247 | 12/03/2008 | Claimant(s): Kimberly Ohl, William Ohl, II Claimant Lawyers(s): William C. Ohl Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Ray Kinnard Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ
| | $6,809 |
07-02775 | 08/29/2008 | Claimant(s): James Baxter, Kathleen King, Betty/James E. Baxter, II, Joint Tenants, John/James E. Baxter Claimant Lawyers(s): William D. Bayliss Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Stuart H. Dunn, Keith A. Green, Roderick B. Mathews Hearing Site: Richmond, VA
| | $223,910 |