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FINRA Awards for Leah R. Marks

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0358610/16/2017Claimant(s): Samuel Brezel, IRA
Claimant Lawyers(s): Samuel Brezel
Respondent(s): Morgan Stanley, Kenneth Olsen
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Leah R. Marks
Hearing Site: New York, NY
Checkmark Icon$0
14-0286006/26/2015Claimant(s): Amiram Barkai, Ariel Barkai, Eileen Barkai
Claimant Lawyers(s): Christopher J. Major
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Bernard Lieberman
Hearing Site: New York, NY
Checkmark Icon$605,000
12-0375504/09/2015Claimant(s): Florence Gross
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Leah R. Marks, William A. Rome, Sonja Tennille Orgias
Hearing Site: New York, NY
Checkmark Icon$0
09-0666704/04/2012Claimant(s): Colman McCarthy
Claimant Lawyers(s): John D. Singer
Respondent(s): Michael Byl, William Schloth, Southridge Investment Group LL
Respondent Lawyers(s): David E. Danovitch
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Sherri L. Hughes
Hearing Site: New York, NY
Checkmark Icon$780,100
10-0072109/23/2011Claimant(s): Ron Barry, Susan Barry
Claimant Lawyers(s): Ron Barry
Respondent(s): Kenneth Lynn, Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Stephen J. Storen, Richard Weinberger, Leah R. Marks
Hearing Site: New York, NY
Checkmark IconExpungement
07-0135307/24/2008Claimant(s): Fran Brunwasser
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Eric Weisblum, Rushmore Capital.
Respondent Lawyers(s): Carole R. Bernstein
Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp
Hearing Site: New York, NY
Checkmark IconExpungement

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