FINRA Awards for Ryan K. Bakhtiari

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Displaying 21-25 out of 25 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-03215	09/25/2009	Claimant(s): The Nasatir Children's Trust Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Richard M. Leigh, Ronald L. Cameron, Arthur T. Berggren Hearing Site: Los Angeles, CA		$125,729
08-02417	09/11/2009	Claimant(s): Victor Chang, Victor Chang IRA Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Michael M. Gless Arbitrator(s): Richard J. Stall, Robert B. Moran, Grace L. Heyne Hearing Site: Los Angeles, CA		$88,470
08-02082	07/14/2009	Claimant(s): Everett Ross, Imogene Ross, Everett C & Imogene G Ross T U/A DTD 10/, Trustee Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Nancy J. Spieczny, James H. Fehlberg, Kevin K. Forrester Hearing Site: San Diego, CA		$173,798
08-03213	06/05/2009	Claimant(s): Randal Brown, Randal B. Brown IRA Rollover, The Randal Brown Trust U/A DTD 01/25/199 Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA		$0
05-06316	11/27/2007	Claimant(s): Charles Goldschmidt, David Price, Howard Asher, Ledlie Borgerhoff, Robert Eickholt, Ronald Cook, Terry McSweeney, IRA Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S Clareman Arbitrator(s): Clifford A. Harwick, Daniel A. Pinkus, Joseph F. Grassi Hearing Site: New York, NY		Stipulated Award