Potomac Analytics' Logo

FINRA Awards for Joseph L. Bernstein

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0310907/23/2013Claimant(s): Lincoln Mendez
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement
10-0226807/18/2011Claimant(s): Margarita Bueno
Claimant Lawyers(s): Margarita Bueno
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joseph L. Bernstein, Adrien Sapiro, Jezabel Llorente
Hearing Site: Miami, FL
Checkmark IconExpungement
08-0237703/13/2009Claimant(s): Dolores Gardella
Claimant Lawyers(s): John D'Amato
Respondent(s): Charles Schwab & Co.., Sean Bies
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
08-0158310/31/2008Claimant(s): Vincent Berarducci
Claimant Lawyers(s): Vincent J. Berarducci
Respondent(s): Optionshouse.
Respondent Lawyers(s): Lesley Smith
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
05-0636007/02/2008Claimant(s): Ismael Aviles-Torres & Daisy Pastrana
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Ernesto Casco, Frank Bell, Jose Mirabal, New World Financial.
Respondent Lawyers(s): Ernesto J. Casco, F. Richard Bell, Gary S. Artzt, Jose Mirabal
Arbitrator(s): Joseph L. Bernstein, James A. Smith, Sanford M. Naiditch
Hearing Site: Boca Raton, FL
Checkmark Icon$377,955
07-0201606/26/2008Claimant(s): Maria Blatter
Claimant Lawyers(s): Kevin M. Kinne
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Joseph L. Bernstein, Jonathan H. Parker, Jose Ramon Vazquez
Hearing Site: San Juan, PR
Checkmark Icon$0

6 Results

Display: