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FINRA Awards for Joseph L. Bernstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0338611/04/2013Claimant(s): Terry Barnhardt
Claimant Lawyers(s): Jonathan T Lieber
Respondent(s): Bruce Olmstead, Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J Biard, Michael J. Lang
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
12-0326610/08/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
11-0017711/10/2011Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Miami, FL
Expungement

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