| 11-03167 | 12/14/2012 | Claimant(s): Jay Debow, Suzanne Debow, MLPF&S Cust FBO Jay Debow IRA, MLPF&S Cust FBO Suzanne Hayat Debow IRA, MLPF&S Cust FBO J. Debow Consulting P.S
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Mark Imbertson, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Colleen M. Fitzgerald, Donald F. Winningham
Arbitrator(s): Frances D. Sheehy, Mark T. Burnam, Stephen Kahane
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-04326 | 12/14/2011 | Claimant(s): Daniel Martorano, Janet Goodstein, Laurie Martorano
Claimant Lawyers(s): Daniel Mortorano, Scott L. Silver
Respondent(s): Steven L. Falk and Associates
Respondent Lawyers(s): Steven L. Falk
Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marie Paulette Levine
Hearing Site: Boca Raton, FL
| | $487,202 |
| 09-04606 | 07/02/2010 | Claimant(s): Anne Carmichael, Rev. Trust of Donald Carmichael
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marc Scott Shapiro
Hearing Site: Boca Raton, FL
| | $90,000 |
| 07-00925 | 04/15/2008 | Claimant(s): Jodi Whitehead
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Mark T. Burnam, Stanley Seidman, Alfred L. Simon
Hearing Site: Boca Raton, FL
| | $0 |
