| 11-01987 | 12/20/2012 | Claimant(s): Richard and Maria Wood
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): UBS Financial Services Inc., Financial Network Investment Corporation, UBS Financial Svcs. of Puerto Rico
Respondent Lawyers(s): Nanette Berrios Haddock, Robert C. Quinones, Sonia Torres-Pabon
Arbitrator(s): Steven R. Reininger, Jerrold Levine, Thomas R. Noonan
Hearing Site: San Juan, PR
|  | Expungement |
| 10-05599 | 11/20/2012 | Claimant(s): Victor Graulau Colon, Victor Graulau Muenchow
Claimant Lawyers(s): Scott L Silver
Respondent(s): Popular Securities.
Respondent Lawyers(s): Roberto Quinones-Rivera
Arbitrator(s): Steven R. Reininger, Reinaldo Royo, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 10-05795 | 10/22/2012 | Claimant(s): Claribel Fraguada
Claimant Lawyers(s): Marie E. Lopez Adames
Respondent(s): Ramon Dominguez Thomas, RD Capital Group.
Respondent Lawyers(s): Luis Sanchez Betances
Arbitrator(s): Mark C. Perry, Todd M. Saunders, Armando E. Ramirez Vivoni
Hearing Site: San Juan, PR
| | $0 |
| 11-00758 | 10/04/2012 | Claimant(s): Carlos Perez
Claimant Lawyers(s): Marie Elsie Lopez-Adams
Respondent(s): Citigroup Global Markets., Juan Estarellas Sabater
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Guillermo A. Gleizer
Hearing Site: San Juan, PR
| | $25,300 |
| 11-02319 | 08/17/2012 | Claimant(s): Ruben Irizarry Alcaraz
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nannette Berrios Haddock, Roberto C. Quinones-Rivera
Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 11-02032 | 08/10/2012 | Claimant(s): Blanca Burgos-Fernandez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mark C. Perry, Reinaldo Royo, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $36,977 |
| 10-04204 | 06/20/2012 | Claimant(s): Bluegrass Corporation.
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Manuel Gonzalez, Santander Securities
Respondent Lawyers(s): Alfredo Fernandez Martinez
Arbitrator(s): Robert H. Hagan, Stuart K. Furman, Guillermo A. Gleizer
Hearing Site: San Juan, PR
| | $74,500 |
| 10-02350 | 06/08/2012 | Claimant(s): Ida Rodriguez, Jose Colon
Claimant Lawyers(s): Marie Elsie Lopez Adames
Respondent(s): Alberto Castaner, Jorge Rodriguez, Kyrsis Marrero, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitz
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | $0 |
| 11-02072 | 06/05/2012 | Claimant(s): Benito Figueras, Clara Fernandez De La Lastra
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): UBS Financial Services Inc. of PR
Respondent Lawyers(s): Guillermo J. Bobonis
Arbitrator(s): Seth L. Finkel, Fredrick T.W. Reed, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | $522,961 |
| 10-03663 | 05/04/2012 | Claimant(s): Jose Flores
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities of Puerto Rico., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto Quinones
Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
