09-02391 | 03/16/2011 | Claimant(s): Alan Fenster, A Professional Corporation, Alan and Sandra Fenster, Alan Fenster Corporate Profit & Pension Claimant Lawyers(s): Steve Buchwalter Respondent(s): J.P. Morgan Securities, Michael Goldberg, Robert Zeiger Respondent Lawyers(s): Paul J. Schumacher Arbitrator(s): John B. Wells, Richard J. Stall, Steven A. Wawra Hearing Site: Los Angeles, CA
| | Expungement |
08-04912 | 08/19/2010 | Claimant(s): Alan Schildhorn, David LaVance, Erin Koury, Grady Hunt, Howard McNeil, Jeffrey Koury, Martha LaVance, NFS/FMTC Rollover IRA FBO Howard & Donna Claimant Lawyers(s): Bradd L. Milove Respondent(s): Ellyn McColgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation, Ted Nelson, FMR Corporation Respondent Lawyers(s): Brian J. Ellis, H Thomas Fehn, Kevin J. Woods, Tracy L. Gerber Arbitrator(s): John B. Wells, Donald S. Simons, Richard Maurice Robinson Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
08-03424 | 01/22/2010 | Claimant(s): Ronald Pelley Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Michael M. Gless Arbitrator(s): John B. Wells, Elizabeth A. Copley, Glen W. Hanne Hearing Site: Los Angeles, CA
| | $0 |
09-01512 | 12/21/2009 | Claimant(s): David Wolfson Living Trust UAD 4/2/90 Claimant Lawyers(s): Brandon S. Reif Respondent(s): Peter Boorn, Thomas Cooper, Stockcross Financial Services. Respondent Lawyers(s): George H. Kupper Arbitrator(s): John B. Wells, Herbert Murez, Thomas R. Watkins Hearing Site: Los Angeles, CA
| | $1,661,200 |