FINRA Awards for Ellyn McColgan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-04912	08/19/2010	Claimant(s): Alan Schildhorn, David LaVance, Erin Koury, Grady Hunt, Howard McNeil, Jeffrey Koury, Martha LaVance, NFS/FMTC Rollover IRA FBO Howard & Donna Claimant Lawyers(s): Bradd L. Milove Respondent(s): Ellyn McColgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation, Ted Nelson, FMR Corporation Respondent Lawyers(s): Brian J. Ellis, H Thomas Fehn, Kevin J. Woods, Tracy L. Gerber Arbitrator(s): John B. Wells, Donald S. Simons, Richard Maurice Robinson Hearing Site: Los Angeles, CA		Stipulated Award and Expungement
09-00120	07/22/2010	Claimant(s): Arthur Taub, Carol Page, Donald Shepard, Esther Stevens, Jeffrey Stevens, Nancy Stevens, Suzanne Helgerson, Travis Bryant, Warren Helgerson, Carol A. Page Roth IRA, Arlan and Barbara Pfohl, Arlan L. & Barbara L. Pfohl Family Trus Claimant Lawyers(s): Bradd L. Milove Respondent(s): Ellyn McColgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation, William Betta, FMR Corporation Respondent Lawyers(s): Brian J. Ellis, H Thomas Fehn, Jason S. Pinney, Kevin K. Fitzgerald, Tracy L. Gerber Arbitrator(s): Douglas Martin Crow, Joseph W. Cheek, Paul R. Meyer Hearing Site: Portland, OR		Expungement