| 21-02979 | 05/18/2022 | Claimant(s): Shawn Swanson
Claimant Lawyers(s): Shawn Swanson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
|  | $0 |
| 21-01131 | 03/17/2022 | Claimant(s): Maria Muessen
Claimant Lawyers(s): Kyle Kulzer
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Washington, DC
| | $0 |
| 21-02253 | 03/04/2022 | Claimant(s): Almaz Tesfamariam
Claimant Lawyers(s): Almaz Tesfamariam
Respondent(s): John Lavalle, William Auriemma, Wells Fargo Clearing Services, Llc
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
| | $0 |
| 20-02555 | 12/28/2021 | Claimant(s): Cheryl E. Amyx Living Trust U/A 11/7/05
Claimant Lawyers(s): W. Scott Greco
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca K. Lindahl
Arbitrator(s): Sheila D. Collins, Matthew Stephen Duchesne, Francis Henry Dong
Hearing Site: Washington, DC
| | $299,899 |
| 21-00007 | 11/29/2021 | Claimant(s): Gitee Jabarkhail
Claimant Lawyers(s): Gitee Jabarkhail
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
| | $0 |
| 20-03627 | 11/16/2021 | Claimant(s): David Bolls
Claimant Lawyers(s): Jonathan Bolls
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Richard P. Regan, Francis Henry Dong, Richard J Thomas
Hearing Site: Washington, DC
| | $0 |
| 21-00230 | 07/09/2021 | Claimant(s): Austin Jones
Claimant Lawyers(s): Austin Jones
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Washington, DC
| | $38 |
| 20-03557 | 05/19/2021 | Claimant(s): Richard Mulvihill
Claimant Lawyers(s): Keith Mulvihill
Respondent(s): Lee Kramer
Respondent Lawyers(s): Kathleen M. Klein
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
| 20-01723 | 02/09/2021 | Claimant(s): Benedict Emesowum
Claimant Lawyers(s): Benedict Emesowum
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
| | $0 |
| 19-02564 | 02/04/2021 | Claimant(s): Shaheen Aulakh
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
| | $0 |
