10-04993 | 03/28/2013 | Claimant(s): Alberta Thornhill Claimant Lawyers(s): Richard B. Fosher Respondent(s): Banc of America Investment Services Inc., Capital One Investment Services LLC Respondent Lawyers(s): Genna Stephens, Todd Ratner Arbitrator(s): George A. Sellnau, Jonathan Burke Rada, William R. Jonson Hearing Site: Houston, TX
| | Expungement |
11-01643 | 01/07/2013 | Claimant(s): Lee Kennedy Claimant Lawyers(s): Leonard J. Meyer Respondent(s): Morgan Stanley, Landon Marino, William Coffey Respondent Lawyers(s): Braden O. Wilhelm Arbitrator(s): George A. Sellnau, James E. Schlottmann, Walter F. Schleyer Hearing Site: Houston, TX
| | Expungement |
09-03912 | 04/19/2011 | Claimant(s): John Hogge Claimant Lawyers(s): Mark Cohen Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): James G. Cooper, George A. Sellnau, Philip I. McConnell Hearing Site: Houston, TX
| | $0 |
09-02570 | 05/20/2010 | Claimant(s): Sue Lane Claimant Lawyers(s): Milton H. Fried Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): David G. Beerbower, George A. Sellnau, Dale A. Hearn Hearing Site: Houston, TX
| | $0 |
09-01745 | 03/26/2010 | Claimant(s): Christine L.Lane, as Bene of the Claimant Lawyers(s): Mark C. Watler Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Braden O. Wilhelm Arbitrator(s): George A. Sellnau, Steven M. Ruderman, Michele N. O'Brien Hearing Site: Houston, TX
| | $0 |