Potomac Analytics' Logo

FINRA Awards for George A. Sellnau

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0499303/28/2013Claimant(s): Alberta Thornhill
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Banc of America Investment Services Inc., Capital One Investment Services LLC
Respondent Lawyers(s): Genna Stephens, Todd Ratner
Arbitrator(s): George A. Sellnau, Jonathan Burke Rada, William R. Jonson
Hearing Site: Houston, TX
Checkmark IconExpungement
11-0164301/07/2013Claimant(s): Lee Kennedy
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Morgan Stanley, Landon Marino, William Coffey
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, James E. Schlottmann, Walter F. Schleyer
Hearing Site: Houston, TX
Checkmark IconExpungement
09-0391204/19/2011Claimant(s): John Hogge
Claimant Lawyers(s): Mark Cohen
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): James G. Cooper, George A. Sellnau, Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$0
09-0257005/20/2010Claimant(s): Sue Lane
Claimant Lawyers(s): Milton H. Fried
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): David G. Beerbower, George A. Sellnau, Dale A. Hearn
Hearing Site: Houston, TX
Checkmark Icon$0
09-0174503/26/2010Claimant(s): Christine L.Lane, as Bene of the
Claimant Lawyers(s): Mark C. Watler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, Steven M. Ruderman, Michele N. O'Brien
Hearing Site: Houston, TX
Checkmark Icon$0

5 Results

Display: