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FINRA Awards for E*Trade Securities LLC

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Displaying 81-90 out of 262 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0268308/25/2016Claimant(s): MacKenzie Realty Capital.
Claimant Lawyers(s): Antony Buchignani
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): William Ziering, Gary S. DeWeese, Javier Chavez
Hearing Site: San Francisco, CA
Checkmark Icon$0
16-0017907/12/2016Claimant(s): Jacob Gelfand
Claimant Lawyers(s): Jacob Gelfand
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
Checkmark Icon$38
15-0302607/08/2016Claimant(s): Justin Dirico
Claimant Lawyers(s): Justin C. Dirico
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
Checkmark Icon$300
14-0330904/22/2016Claimant(s): Maged Ebrahim
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Nancy J. Spieczny, Sally G. Williams, Vytas Tarulis
Hearing Site: San Diego, CA
Checkmark Icon$0
15-0247204/14/2016Claimant(s): Clyde Olivero
Claimant Lawyers(s): John A. Hubbard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
Checkmark Icon$10,000
15-0082802/05/2016Claimant(s): Xiufeng Wu
Claimant Lawyers(s): Jinsong Na Gao
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
Checkmark Icon$0
15-0123701/27/2016Claimant(s): Paul Colvard
Claimant Lawyers(s): Paul Kenneth Colvard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
15-0068612/22/2015Claimant(s): Robert Vanderhye, Estate of Arthur R. Vanderhye
Claimant Lawyers(s): Robert A. Vanderhye
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert Charkovsky, Karen L. Crump-Wilson, Lisa Blunk Johnson
Hearing Site: Washington, DC
Checkmark Icon$13,200
15-0108810/02/2015Claimant(s): Sheila Creghin
Claimant Lawyers(s): James H. West
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael Nathanson
Hearing Site: Chicago, IL
Checkmark Icon$32,800
14-0315608/28/2015Claimant(s): Scott Singleton
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Harlita R. Tomlinson
Hearing Site: Cincinnati, OH
Checkmark Icon$13

262 Results

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