| 17-02104 | 06/26/2018 | Claimant(s): Leslie and Joel Greenberg
Claimant Lawyers(s): Joel M. Greenberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Davidson, Merrill Lynch Wealth Management
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings, Michael J. Maran, John J. Vesey
Hearing Site: New York, NY
|  | $0 |
| 12-03528 | 04/26/2016 | Claimant(s): Jennifer Palladino, Joseph Palladino, Susan Palladino, Susan and Joseph Palladino
Claimant Lawyers(s): Joseph M. Burke
Respondent(s): David Lerner Associates., Michael Norton
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Richard W. Sachse, William E. Nuckel, John J. Vesey
Hearing Site: New York, NY
| | Expungement |
| 14-02705 | 10/27/2015 | Claimant(s): James and Agnes Kane
Claimant Lawyers(s): James Kane
Respondent(s): Joseph Carrino, Victor Lessinger, Brookstone Securities.
Respondent Lawyers(s): David Locy, Joseph Michael Carrino, Victor Alan Lessinger
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
| | $16,480 |
| 13-00883 | 10/10/2013 | Claimant(s): Sara Mabon
Claimant Lawyers(s): Noam Besdin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
| | Expungement |
| 11-01387 | 04/02/2013 | Claimant(s): Robert Scanlon and Donna Scanlon
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Stuart Rothenstein, William C. Soo-Hoo, John J. Vesey
Hearing Site: New York, NY
| | Expungement |
| 10-00547 | 02/23/2012 | Claimant(s): Pamela Wolf
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Luis Marino, Steven Goldfarb
Respondent Lawyers(s): Jonathan Sack, Robert M. Van De Veire
Arbitrator(s): William A. Hohauser, John J. Vesey, Gregory J. Getz
Hearing Site: New York, NY
| | $0 |
| 11-02496 | 01/09/2012 | Claimant(s): Evelyn Salter
Claimant Lawyers(s): Evelyn Salter
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer S. Reiser
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
| | $0 |
| 10-00548 | 07/14/2011 | Claimant(s): Joan Martin
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart G. Brooks
Arbitrator(s): Robert J. Kheel, Domitilia M. dos Santos, John J. Vesey
Hearing Site: New York, NY
| | $0 |
