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FINRA Awards for Michael D. Fitzgerald

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0650506/09/2011Claimant(s): Dawn Fogel, Patricia Bunch, The Dawn Deramus Fogel Trust, The Patricia Deramus Bunch Trust
Claimant Lawyers(s): John J. Miller
Respondent(s): J. Matheis, Berthel, Fisher & Co. Financial Serv
Respondent Lawyers(s): Jeffrey J. Brinker
Arbitrator(s): Michael D. Fitzgerald, Joseph M. Rebein, Sherry L. Robinson
Hearing Site: Kansas City, MO
Checkmark Icon$0
08-0500611/16/2009Claimant(s): Ishmaila Loum
Claimant Lawyers(s): Ishmaila Loum
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Esther K. Yeu
Arbitrator(s): Thomas B. Phillips, Michael D. Fitzgerald, Donald H. Loudon
Hearing Site: Kansas City, MO
Checkmark Icon$0
08-0350711/04/2009Claimant(s): Lori Polen, Marion Buchanan
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Jeffrey M. Bain, Michael D. Fitzgerald, Jeffrey C. Johnson
Hearing Site: Omaha, NE
Checkmark Icon$0
08-0047208/06/2009Claimant(s): Donald Halfmann, Patricia Halfmann
Claimant Lawyers(s): John J. Miller
Respondent(s): VFinance Investments.
Respondent Lawyers(s): Adam H. Smith
Arbitrator(s): Michael D. Fitzgerald, Michael A. Kleinman, Robert John McElwain
Hearing Site: Kansas City, MO
Checkmark Icon$759,800
07-0024506/26/2009Claimant(s): Charna Knepper, Laurence Knepper, Nancy Knepper
Claimant Lawyers(s): Robert R. Barton
Respondent(s): Andrew Garrett.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Lonnie L. Cunningham, Murray S. Levin, Michael D. Fitzgerald
Hearing Site: Kansas City, MO
Checkmark Icon$0
07-0270409/03/2008Claimant(s): Christy Routh, Stephen Routh, Tetons Inc. Def. Benefit Pension Plan
Claimant Lawyers(s): John J. Miller
Respondent(s): Frank Barber, ING Financial Partners., Locust Street Securities.
Respondent Lawyers(s): Jesse Linebaugh, Ross A. Anderson
Arbitrator(s): Michael D. Fitzgerald, Michael Braude
Hearing Site: Kansas City, MO
Checkmark Icon$168,300

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