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FINRA Awards for The Dawn Deramus Fogel Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0650506/09/2011Claimant(s): Dawn Fogel, Patricia Bunch, The Dawn Deramus Fogel Trust, The Patricia Deramus Bunch Trust
Claimant Lawyers(s): John J. Miller
Respondent(s): J. Matheis, Berthel, Fisher & Co. Financial Serv
Respondent Lawyers(s): Jeffrey J. Brinker
Arbitrator(s): Michael D. Fitzgerald, Joseph M. Rebein, Sherry L. Robinson
Hearing Site: Kansas City, MO
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