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FINRA Awards for William Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0495602/03/2012Claimant(s): Estate of Carolyn Colvin EXE J. Colvin
Claimant Lawyers(s): Fredrick R. Tulley
Respondent(s): Charlton Lyons, Ameriprise Financial Services., Patricia Hatcher
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): William B. Miller, Jason G. Ourso, Allen J. Krouse
Hearing Site: New Orleans, LA
Checkmark IconExpungement
09-0623405/26/2011Claimant(s): Peoples State Bank
Claimant Lawyers(s): Stephen L. Miles
Respondent(s): Michael Park, FTN Financial Securities Corp, FTN Financial Capital Markets
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): William B. Miller, Frederick H. Bruce, Lynne R. Stern
Hearing Site: New Orleans, LA
Checkmark Icon$0
09-0449110/27/2010Claimant(s): James Olinkiewicz
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): UBS Financial Services Inc., William Miller
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): David J. Pine, Jettie K. Thomas, Jerome M Shafer
Hearing Site: New York, NY
Checkmark Icon$0
08-0050406/08/2010Claimant(s): Fred Kelley, Steven Helton, William Helton, William Miller
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Arthur W. Pigott, James C. Hoover, Stanley W. Foy
Hearing Site: Birmingham, AL
Checkmark Icon$45,000

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