| 23-02462 | 11/04/2024 | Claimant(s): George Miller, Janet McKinley
Claimant Lawyers(s): Tyson C Redenbarger
Respondent(s): Samuel Schoner, First Republic Securities Company
Respondent Lawyers(s): E. Jeffrey Banchero, Mark L. Parmelee
Arbitrator(s): Philip Aaron Tymon, Gary S. DeWeese, Jonathan Polland
Hearing Site: San Francisco, CA
|  | Expungement |
| 21-02073 | 08/18/2022 | Claimant(s): Dennis Pickett
Claimant Lawyers(s): Dennis W. Pickett
Respondent(s): TD Ameritrade., Citadel Securities LLC
Respondent Lawyers(s): Kevin H. Lewis, Mark L. Parmelee
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Louisville, KY
| | $0 |
| 15-02136 | 11/20/2017 | Claimant(s): Trust No. 911 A/KA Banco Invex S.A
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Mary Ann Tunick, Donald K. Eckhardt, Robert Alan Meyer
Hearing Site: Houston, TX
| | Expungement |
| 15-01304 | 10/31/2017 | Claimant(s): Richard Kosinski
Claimant Lawyers(s): Stephen J. Rodman
Respondent(s): Deutsche Bank Securities., Daniel Ryan, Eric Philippi
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Ericka B. Gray, James R. Collins, Merriann Panarella
Hearing Site: Boston, MA
| | $0 |
| 14-02143 | 12/23/2016 | Claimant(s): Alfa SCA, Dinastia SCA, FJC SCA, Los Chicos SCA, Nuevo Mundo SCA
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Michael Lau, Marsha Matson, Stanley Zamor
Hearing Site: Miami, FL
| | Expungement |
| 04-05955 | 06/04/2009 | Claimant(s): Barbara J. and Robert V. Hinshaw
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kathleen A. DeLaney
Hearing Site: Indianapolis, IN
| | $0 |
| 04-04964 | 05/26/2009 | Claimant(s): Edward A. and Phyllis J. Garabedian
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $0 |
| 04-04992 | 04/23/2009 | Claimant(s): Clark C. Coulston and Lucille Coulston
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $0 |
| 04-05904 | 01/26/2009 | Claimant(s): Timothy I. & Deborah Montreuil TIC
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kurt D. Steiner
Hearing Site: New Orleans, LA
| | $7,943 |
| 03-08656 | 01/12/2009 | Claimant(s): Amelia Evans
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
| | $27,396 |
