19-02371 | 03/26/2021 | Claimant(s): Barbara Conover Claimant Lawyers(s): Thomas C. Costello Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Shelley Simons Korch, John N. Greer, Elizabeth Varner Hearing Site: Baltimore, MD
| | Expungement |
14-02428 | 10/14/2015 | Claimant(s): Donald Young, Mary Young Claimant Lawyers(s): James P. Lucking Respondent(s): Christos Kalatoudis Respondent Lawyers(s): Christos A. Kalatoudis Arbitrator(s): Wesley C. Wilson, Robert S. Zuckerman, Shelley Simons Korch Hearing Site: Norfolk, VA
| | $177,409 |
13-03125 | 11/24/2014 | Claimant(s): Samuel Young Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Jinesh Brahmbhatt Respondent Lawyers(s): Jinesh Pravin Brahmbhatt Arbitrator(s): William O. SanFord, La Verne Fletcher, Shelley Simons Korch Hearing Site: Baltimore, MD
| | $2,100,000 |
12-02701 | 07/18/2014 | Claimant(s): Ivan Venuchekov, Ivan S. Venuchekov, trustee J.Simon 9/02, trustee P.Simon 4/87 Claimant Lawyers(s): John P. Connolly Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel Everest Arbitrator(s): Arthur J. Wilson, Stephan Paul Carrier, Shelley Simons Korch Hearing Site: Washington, DC
| | Expungement |
13-00467 | 04/07/2014 | Claimant(s): John Crowley, Lamia Crowley Claimant Lawyers(s): W. Scott Greco Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch Hearing Site: Washington, DC
| | $200,000 |
09-04672 | 05/19/2010 | Claimant(s): Ian Knight, Ian Knight Individual Retirement Account, Ian Knight SEP IRA Claimant Lawyers(s): Arthur M Schwartzstein Respondent(s): Frank Shull, Lara, Shull & May Respondent Lawyers(s): Martin P. Unger Arbitrator(s): Louis Nebel, June White Dillard, Shelley Simons Korch Hearing Site: Washington, DC
| | $65,000 |
09-01281 | 12/18/2009 | Claimant(s): Marian Zagier Claimant Lawyers(s): Thomas C. Costello Respondent(s): John Forrester, Wasserman & Associates. Respondent Lawyers(s): John Gerard Forrester, Scott B. Wasserman, Sr., President Arbitrator(s): Janet Stern Solomon, Donald R. Giacomelli, Shelley Simons Korch Hearing Site: Baltimore, MD
| | $116,615 |
09-00623 | 12/15/2009 | Claimant(s): Dickerson Living Trust Claimant Lawyers(s): William A. Healy Respondent(s): Jarrett Gounaris, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira L. Oring Arbitrator(s): N. Clark Moran, Maurice R. Dunie, Shelley Simons Korch Hearing Site: Baltimore, MD
| | $0 |