Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03825 | 12/17/2019 | Claimant(s): Walter Bogart Claimant Lawyers(s): Kyle Kulzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Columbia, SC |  | $0 |
| 18-04248 | 06/12/2019 | Claimant(s): Yatin Sampat Claimant Lawyers(s): Yatin Sampat Respondent(s): Barclays Capital Inc., optionsXpress. Respondent Lawyers(s): David G. Russell, Joseph L. Siders Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr Hearing Site: New York, NY | | Dismissed by Rule 12206/12504 |
| 15-00034 | 05/13/2016 | Claimant(s): Estate of Virginia Clavan Claimant Lawyers(s): Peter Clavan Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Robert J. Kheel, Romaine L. Gardner, Steven Gary Leventhal Hearing Site: New York, NY | | $0 |
| 13-01555 | 10/30/2013 | Claimant(s): Philip Deng Claimant Lawyers(s): Philip Y. Deng Respondent(s): optionsXpress. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | | $88 |