| 08-04466 | 02/07/2011 | Claimant(s): D. Berghorst, Berghorst Snowbird LLC, Berghorst 98 Dynastic Tr/D Berghorst TTE
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments LLC
Respondent Lawyers(s): Alex J. Sabo, Richard C. Szuch
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Mark Sidell, Eugene Michael Kennedy, John B. Sochacki, Alfred L. Simon
Hearing Site: Boca Raton, FL
|  | $2,000,000 |
| 08-02620 | 02/01/2010 | Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Keith Pagan, Dakota Securities International.
Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf
Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis
Hearing Site: Charlotte, NC
| | Expungement |
| 08-04636 | 12/03/2009 | Claimant(s): STG Realty Corp.
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Susan M. Dunning
Hearing Site: Boca Raton, FL
| | $0 |
| 09-00912 | 10/22/2009 | Claimant(s): BBVA Securities of Puerto Rico.
Claimant Lawyers(s): Sonia Marbarak
Respondent(s): Ramon Cantero-Frau
Respondent Lawyers(s): Alexis Fuentes-Hernandez
Arbitrator(s): Monroe Mitchel
Hearing Site: San Juan, PR
| | |
| 08-03716 | 09/30/2009 | Claimant(s): Joseph Billera, JOGLO Associates
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Monroe Mitchel, Will Murphy, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $250,000 |
| 08-03217 | 08/31/2009 | Claimant(s): Melissa Kreisberg, Wayne Kreisberg
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Monroe Mitchel, Marc Scott Shapiro, Allen J. Lefton
Hearing Site: Boca Raton, FL
| | $40,000 |
| 08-00364 | 01/30/2009 | Claimant(s): Jack Heller, Martin Hodas, Mitchell Domin
Claimant Lawyers(s): Jack Heller, Jonathan B. Butler, Martin Hodas
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Edward W. Larkin
Arbitrator(s): Monroe Mitchel, William E. Schneider, Doug Campbell
Hearing Site: Boca Raton, FL
| | $0 |
